"It is the responsibility of local government to identify
conflicts with [***5] inventoried Goal 5 resource sites. This
is done primarily by examining the uses allowed in broad zoning districts
established by the jurisdiction (e.g., forest and agricultural zones). A
conflicting use is one which, if allowed, could negatively impact a Goal
5 resource site. Where conflicting uses have been identified, Goal 5 resource
sites may impact those uses. These impacts must be considered in analyzing
the economic, social, environmental and energy (ESEE) consequences:
"(1) Preserve the Resource Site: If there are no conflicting uses for
an identified resource site, the jurisdiction must adopt policies and ordinance
provisions, [**74] as appropriate, which insure preservation
of the resource site.
"(2) Determine the Economic, Social, Environmental, and Energy Consequences:
If conflicting uses are identified, [*428] the economic, social,
environmental and energy consequences of the conflicting uses must be determined.
Both the impacts on the resource site and on the conflicting use must be
considered in analyzing the ESEE consequences. The applicability and requirements
of other Statewide Planning Goals must also be considered, where appropriate,
at this stage of [***6] the process. A determination of the
ESEE consequences of identified conflicting uses is adequate if it enables
a jurisdiction to provide reasons to explain why decisions are made for
specific sites."
LUBA ruled that City's conflicting use and ESEE findings, although those findings
were made on an area, rather than on a resource-site-by-resource-site, basis,
nonetheless were sufficiently detailed to meet the requirements of OAR 660-16-005.
The Court of Appeals reversed, holding that City's ESEE findings were not
sufficiently location-specific to satisfy the rule. As noted, the Court of
Appeals then remanded the case to LUBA to determine just how specific City's
findings would have to be to satisfy the requirements of the rule.
City argues that what it already has done with respect to conducting conflicting
use and ESEE reviews for the five sub-areas of the Columbia Corridor is adequate
to meet the requirements of OAR 660-16-005. This argument has two parts, a
part about nomenclature and a part about specificity.
Concerning the nomenclature used in the pertinent rule, OAR 660-16-005, City
argues (and
amicus Land Conservation and Development Commission agrees)
that the references [***7] in OAR 660-16-005 and throughout the
Goal 5 implementing rules to "resource sites," "sites,"
"particular sites," and "specific sites" all refer to
resource sites, not to smaller parcels (such as tax lots) within
a resource site. We agree with this proposition, for two reasons.
First, even a casual reading of the Goal 5 implementing rules, OAR 660-16-000
et seq, shows that the foregoing words and phrases have been used
interchangeably throughout. For example, OAR 660-16-000(5)(a) to (c), which
concern identification of resource sites, provide:
"Based on the data collected, analyzed and refined by the
local government, as outlined above, a jurisdiction has three [*429]
basic options:
"(a) Do Not Include on Inventory: Based on information that is available
on location, quality and quantity, the local government might determine
that a particular resource site is not important enough to warrant
inclusion on the plan inventory, or is not required to be included in the
inventory based on the specific Goal standards. No further action need be
taken with regard to these sites. The local government is not required
to justify in its comprehensive plan a decision not [***8] to
include a particular site in the plan inventory unless challenged
by the Department, objectors or the Commission based upon contradictory
information.
"(b) Delay Goal 5 Process: When some information is available, indicating
the possible existence of a resource site, but that information
is not adequate to identify with particularity the location, quality and
quantity of the resource site, the local government should only
include the site on the comprehensive plan inventory as a special
category. The local government must express its intent relative to the resource
site through a plan policy to address that resource site and
proceed through the Goal 5 process in the future. The plan should include
a time-frame for this review. Special implementing measures are not appropriate
or required for Goal 5 compliance purposes until adequate information is
available to enable further review and adoption of such measures. The statement
in the plan commits the local government to address the resource site
through the Goal 5 process in the post-acknowledgment period. Such future
actions could require a plan amendment.
[**75] "(c) Include on Plan Inventory: [***9]
When information is available on location, quality and quantity, and the
local government has determined a site to be significant or important
as a result of the data collection and analysis process, the local government
must include the site on its plan inventory and indicate the location,
quality and quantity of the resource site (see above). Items included
on this inventory must proceed through the remainder of the Goal 5 process."
(Emphasis added.)
OAR 660-16-000(5) is most easily and sensibly read as outlining what happens
to "resource sites," depending on their characteristics. It is difficult
to imagine what type of site, other than a resource site, could be meant by
this rule. In [*430] fact, Columbia Steel does not suggest that
the words are referring to different types of sites in this particular rule.
The second reason why we accept City's nomenclature argument is that there
is no usage or indication in other portions of OAR 660-16-000
et seq
suggesting that similar words are intended to have a different meaning, even
in those rules that do not have resource sites as their principal focus. Generally,
and in the absence of some specific indication [***10] of a contrary
intent, terms are read consistently throughout a statute.
See Knapp
v. City of North Bend, 304 Or 34, 41, 741 P2d 505 (1987) ("Absent
any indication to the contrary, we assume that statutory terms have the same
meaning throughout a statute"). The same principle may be applied to
discrete sets of administrative rules that deal with a particular topic, such
as the rules involved in this case. We therefore conclude that all references
to "sites" in the pertinent portions of the Goal 5 implementing
rules refer to "resource sites."
This brings us to the specificity portion of City's argument. City contends
that, although it has chosen to focus on the five sub-areas of the Corridor
rather than on smaller areas of land, its conflicting use and ESEE findings
nonetheless are sufficient to satisfy the requirements of OAR 660-16-005.
City bases its argument on the final sentence of that rule, which states that
an ESEE analysis is "adequate if it enables a jurisdiction to provide
reasons to explain why decisions are made for specific sites."
As already explained, the phrase "specific sites" in that sentence
refers to specific [***11]
resource sites. City argues
that area-wide ESEE findings nonetheless can be adequate to explain why a
decision was made for a specific resource site. We think, however, that the
wording of the sentence refutes that argument. If a local jurisdiction is
to be able to "explain why" certain ESEE decisions were "made
for specific sites," the premise must be that there was at some point
a matchup between evidence and the site, including conflicting use and ESEE
evidence. If there were any doubt about this, it disappears in light of the
requirement, found elsewhere in OAR 660-16-005, that "the impacts [of
any conflicting uses]
on the resource site" must be considered.
OAR 660-16-005(2) [*431] (emphasis added). OAR 660-16-005 requires
that a conflicting use and an ESEE analysis be done for each resource site.
Our holding does not answer the question of
how specific either a
conflicting use analysis or the resulting ESEE analysis must be. Although
the wording of OAR 660-16-005 does not require that an analysis be performed
for areas smaller than each resource site, this alone does not establish the
level of specificity that may be required. For example, City argues that [***12]
identification of conflicting uses -- the step that makes the resulting ESEE
analysis possible -- may be done in very broad strokes. City relies for this
argument on the statement at the beginning of OAR 660-16-005 that identifying
conflicting uses "is done primarily by examining the uses allowed in
broad zoning districts established by the jurisdiction." However, that
sentence describes only the first step of a
process described by
OAR 660-16-005 and related rules, not an end result.
It may be that, to a certain extent, the parties have been missing the point
of the rule regarding ESEE analyses by placing [**76] their emphasis
on specificity of locations of resource sites and of conflicting uses. An
ESEE analysis must consider the impact of the resource site on the conflicting
use and the impact of the conflicting use on the resource site, it is true.
OAR 660-16-005(2). But, unless both the resource site and the conflicting
uses are described with sufficient particularity, the ESEE analysis cannot
begin. And, even when the resource site and the conflicting uses are independently
and adequately described, the result is not yet an ESEE analysis. An ESEE
analysis describes [***13] the
interaction of the two
phenomena,
i.e., the impact that each has on the other.
See 1000
Friends of Oregon v. LCDC (Tillamook Co.), 303 Or 430, 434-35,
737 P2d 607 (1987) (describing process).
The Goal 5 implementing rules contemplate that resource site and conflicting
use identification and ESEE analysis will be an ongoing process, subject to
adjustment as new information appears. For example, OAR 660-16-020(2) states
that, "[a]s the Goal 5 process progresses and more specificity about
the nature of resources, identified conflicting uses, ESEE consequences and
implementing measures is known, notice and involvement of affected parties
will become more meaningful." And OAR 660-16-010 permits [*432]
certain actions, "assuming [that] there is adequate information on the
* * * nature of the conflicting use." If all that were necessary to complete
the identification of conflicting uses were to scan the zoning maps, as City's
argument would appear to suggest, it is difficult to imagine a situation in
which there would not be adequate information on the nature of any conflicting
use from the outset of a planning process. Clearly, [***14] the
rules contemplate more than City considers to be necessary.
As noted, the end result of the process is supposed to be a balancing of the
impacts that the resource site and the conflicting use have on each other.
Only then can a jurisdiction make a final decision whether to protect a resource
site totally, or partially, or instead to allow the conflicting use without
restriction.
See OAR 660-16-010 (describing final evaluation and
choices);
1000 Friends of Oregon v. LCDC (Tillamook Co.), supra,
303 Or at 435 (same). That balancing process cannot be adequate, under the
Goal 5 implementing rules, unless the identification of actual and conflicting
uses is specific to each resource site.
In conclusion, we hold that the Goal 5 implementing rules require that an
ESEE analysis contain enough information on impacts that resource sites and
conflicting uses will have on each other to permit the responsible jurisdiction
to have "reasons to explain why decisions are made for specific [resource]
sites." The reasons need be given only if a particular decision is challenged,
but the reasons must
exist at the time the land use decision [***15]
is made. The reasons cannot exist if the local government's ESEE study was
never sufficiently detailed. LUBA's order stating that area-wide findings
were adequate thus was unlawful in substance. ORS 197.850(9)(a). The Court
of Appeals was correct in so holding.
One procedural issue remains. The Court of Appeals remanded this case to LUBA
"to determine on remand the precise site-specificity requirements that
are applicable to these land use decisions under the rule."
Columbia
Steel Castings Co. v. City of Portland, supra, 104 Or App at 250. To
the extent that holding requires that LUBA make rules concerning site-specificity,
it is in error. LUBA is not a rule-making body. The Land Conservation and
Development Commission, not LUBA, makes the goal-implementing rules. [*433]
However, remand to LUBA was appropriate for another reason. As noted, City
suggests that, even if the law requires a more detailed ESEE assessment than
that for which City argues, City's analysis vis-a-vis Site 55 is sufficient
to meet the more exacting standard that a conflicting use and an ESEE analysis
be done for each resource site. That is a judgment [***16] for
LUBA to make in the first instance. The case is remanded to LUBA for reconsideration
under the correct legal standard.
[**77] The decision of the Court of Appeals is affirmed, in part
on different grounds. The decision of the Land Use Board of Appeals is reversed
in part. The case is remanded to the Land Use Board of Appeals for further
proceedings.
[*434] APPENDIX
OAR 660-16-000 provides:
"(1) The inventory process for Statewide Planning Goal 5
begins with the collection of available data from as many sources as possible
including experts in the field, local citizens and landowners. The local
government then analyzes and refines the data and determines whether there
is sufficient information on the location, quality and quantity of each
resource site to properly complete the Goal 5 process. This analysis also
includes whether a particular natural area is 'ecologically and scientifically
significant,' or an open space area is 'needed,' or a scenic area is 'outstanding,'
as outlined in the Goal. Based on the evidence and local government's analysis
of those data, the local government then determines which resource sites
are of significance and includes those sites on [***17] the
final plan inventory.
"(2) A 'valid' inventory of a Goal 5 resource under subsection (5)(c)
of this rule must include a determination of the location, quality, and
quantity of each of the resource sites. Some Goal 5 resources (e.g., natural
areas, historic sites, mineral and aggregate sites, scenic waterways) are
more site-specific than others (e.g., groundwater, energy sources). For
site-specific resources, determination of location must include
a description or map of the boundaries of the resource site and of the impact
area to be affected, if different. For non-site-specific resources, determination
must be as specific as possible.
"(3) The determination of quality requires some consideration
of the resource site's relative value, as compared to other examples of
the same resource in at least the jurisdiction itself. A determination of
quantity requires consideration of the relative abundance of the
resource (of any given quality). The level of detail that is provided will
depend on how much information is available or 'obtainable.'
"(4) The inventory completed at the local level, including option 5(a),
(b), and (c) of this rule, will be adequate for Goal [***18]
compliance unless it can be shown to be based on inaccurate data, or does
not adequately address location, quality or quantity. The issue of adequacy
may be raised by the Department or objectors, but final determination is
made by the Commission or the Land Use Board of Appeals as provided by law.
"(5) Based on the data collected, analyzed and refined by the local
government, as outlined above, a jurisdiction has [*435] three
basic options:
"(a) Do Not Include on Inventory: Based on information that is available
on location, quality and quantity, the local government might determine
that a particular resource site is not important enough to warrant inclusion
on the plan inventory, or is not required to be included in the inventory
based on the specific Goal standards. No further action need be taken with
regard to these sites. The local government is not required to justify in
its comprehensive plan a decision not to include a particular site in the
plan inventory unless challenged by the Department, objectors or the Commission
based upon contradictory information.
"(b) Delay Goal 5 Process: When some information is available, indicating
the possible existence of a resource site, [***19] but that
information is not adequate to identify with particularity the location,
quality and quantity of the resource site, the local government should only
include the site on the comprehensive plan inventory as a special category.
The local government must express its intent relative to the resource site
through a plan policy to address that resource site and proceed through
the Goal 5 process in the future. The plan should include a time-frame for
this review. Special implementing measures are not appropriate or required
for Goal 5 compliance purposes [**78] until adequate information
is available to enable further review and adoption of such measures. The
statement in the plan commits the local government to address the resource
site through the Goal 5 process in the post-acknowledgment period. Such
future actions could require a plan amendment.
"(c) Include on Plan Inventory: When information is available on location,
quality and quantity, and the local government has determined a site to
be significant or important as a result of the data collection and analysis
process, the local government must include the site on its plan inventory
and indicate the location, quality [***20] and quantity of the
resource site (see above). Items included on this inventory must proceed
through the remainder of the Goal 5 process."
(Emphasis in original.)