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Document:
U.S. v. Oregon Judgement
Richard SOHAPPY et al., Plaintiffs, v. McKee A. SMITH, Edward G. Huffschmidt,
J. I. Eoff, Commissioners, Oregon Fish Commission; Robert W. Schoning,
Director, Oregon Fish Commission, their agents, servants, employees and those
persons in active concert or participation with them; John W. McKean, Director,
Oregon Game Commission, his agents, servants, employees and those persons in
active concert or participation with him, Defendants. UNITED STATES of America,
Plaintiff, v. STATE OF OREGON, Defendant, and The Confederated Tribes of the
Warm Springs Reservation of Oregon; Confederated Tribes
& Bands of the Yakima Indian Nation; Confederated Tribes of the Umatilla Indian
Reservation; and Nez Perce Tribe of Idaho, Intervenors
Civ. Nos. 68409, 68513
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF OREGON
302 F. Supp. 899;
1969 U.S. Dist. LEXIS 9899
July 8, 1969
COUNSEL:
[**1]
Sidney I. Lezak, U.S. Atty., Michael L. Morehouse, Asst. U.S. Atty., District
of Oregon, George D. Dysart, Assistant Regional Solicitor. United States Dept.
of Interior, Portland, Oregon, for the United States.
James B. Hovis, Yakima, Washington, for Yakima Indian Nation.
Owen M. Panner, David F. Berger, Bend, Oregon, for Warm Springs Tribe.
Mark C. McClanahan, Dean D. DeChaine, King, Miller, Anderson, Nash
& Yerke, Portland, Oregon, for Umatilla Tribe.
Arthur Lazarus, Jr., Washington, District of Columbia, Robert C. Strom,
Craigmont, Idaho, John T. Lewis, The Dalles, Oregon, for Nez Perce Tribe of
Idaho.
Robert A. Bennett, Willner, Bennett
& Leonard, Portland, Oregon, Jack Greenberg, Melvyn H. Zarr, National
Office for the Rights of the Indigent, New York City, David R. Hood, MacDonald,
Hoague
& Bayless, Seattle, Washington, Donald J. Horowitz, Farris, Bangs
& Horowitz, Seattle, Washington, Ralph W. Johnson, School of Law, University of
Washington, Seattle, Washington, for Richard Sohappy and others.
Robert Y. Thornton, Atty. Gen., George S. Woodworth, Henry Kane, Asst. Attys.
Gen., Roy C. Atchison, Asst. Atty. Gen., Portland, Oregon, for McKee A. Smith
and State of Oregon.
JUDGES:
[**2]
Belloni, District Judge.
OPINIONBY: BELLONI
OPINION:
[*903] BELLONI, District Judge.
Fourteen individual members of the Confederated
Tribes and Bands of the Yakima Indian Nation filed case No. 68-409 against the
members and director of the
Fish Commission of the State of Oregon and the Oregon State Game Commission. They
seek a decree of this court defining their
treaty right
"of taking
fish at all usual and
accustomed places" on the Columbia
River
[*904] and its
tributaries and the manner and extent of the State of Oregon may regulate Indian
fishing.
Shortly thereafter the United States on its own behalf and on behalf of the
Confederated
Tribes and Bands of the Yakima Reservation, the Confederated
Tribes and Bands of the Umatilla Reservation composed of the Walla Walla, Cayuse and
Umatilla Bands or
Tribes, the Nez Perce Indian Tribe and
"all other
tribes similarly situated" filed case No. 68-513. Upon their individual motions the Warm Springs Tribe,
the Yakimas, the Umatillas and the Nez Perce Tribe were permitted to
intervene in their own behalf. Following the intervention of the Warm Springs
Tribe and upon the inability of government counsel to identify any other
tribes who
[**3] were
"similarly situated", the State's motion to strike the reference to such other
tribes was granted.
Sohappy v. Smith is brought pursuant to
28 U.S.C. § 1331(a). United States v. Oregon is pursuant to
28 U.S.C. § 1345. In each case the matter in controversy exceeds $10,000. Declaratory judgments
are sought pursuant to
28 U.S.C. § 2201. By order of this court the proceedings were consolidated for pretrial
procedures and for trial. Fed.R.Civ.P. 42(a).
In both actions the defendants moved that the cases be heard by a three-judge
court pursuant to
28 U.S.C. § 2281 and that the actions be dismissed for failure to join the State of Washington
as an
indispensable party pursuant to Rule 19. Defendants also moved to dismiss No.
68-409 as being a suit against the state in contravention of the Eleventh
Amendment of the United States Constitution, and for lack of plaintiffs'
standing to sue as individuals. All of the foregoing motions were denied.
These cases challenge the validity of certain Oregon Statutes and
regulations under the Supremacy Clause of the Constitution of the United States as being
contrary to certain
treaties of the United States. U.S.Const. Article VI, Clause
[**4] 2. A three-judge court is not authorized in these cases.
Swift & Co. v. Wickham, 382 U.S. 111, 86 S. Ct. 258, 15 L. Ed. 2d 194 (1965); Jehovah's Witnesses in
State of Washington v. King County Hospital et al., 278 F. Supp. 488 (W.D.Wash.1967),
aff'd
390 U.S. 598, 88 S. Ct. 1260, 20 L. Ed. 2d 158 (1968);
Ness Produce Co. v. Short, 263 F. Supp. 586 (D.Or.1966), aff'd
385 U.S. 537, 87 S. Ct. 742, 17 L. Ed. 2d 591 (1967). Neither the State of Washington nor any official thereof is an indispensable
party to these actions. Fed.R.Civ.P. 19;
Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102, 88 S. Ct. 733, 19 L. Ed. 2d 936 (1968). No. 68-409 is not a suit against the State of Oregon and is not barred by the
Eleventh Amendment of the United States Constitution.
Ex parte Young, 209 U.S. 123, 28 S. Ct. 441, 52 L. Ed. 714 (1908);
Georgia Railroad and Banking Co. v. Redwine, 342 U.S. 299, 72 S. Ct. 321, 96 L. Ed. 335 (1952). The individual plaintiffs in No. 68-409 have an interest in the controversy
and have standing to maintain that action to assert that interest.
By agreement of the parties, the cases were heard by the court without a jury
and certain issues were segregated
[**5] for separate hearings and determination. This opinion deals with those issues.
In 1855 the United States negotiated separate
treaties with each of the above named Indian
tribes. These
treaties were ratified and proclaimed by the United States in 1859.
Treaty of June 9, 1855, with the Yakima Tribe (12 Stat. 951);
Treaty of June 25, 1855, with the
Tribes of Middle Oregon (12 Stat. 963);
Treaty of June 9, 1855, with the Umatilla Tribe (12 Stat. 945);
Treaty of June 11, 1855, with the Nez Perce Tribe (12 Stat. 957). Each of these
treaties contained a substantially identical provision securing to the
tribes
"the right of taking
fish at all usual and
accustomed places in common with citizens of the Territory."
Most of the argument has centered around the state's interpretation of that
provision. It believes that it gives the
treaty Indians only the same rights as
[*905] given to all other citizens. Such a reading would not seem unreasonable if
all history, anthropology, biology, prior case law and the intention of the
parties to the
treaty were to be ignored.
I will review some of these factors and declare the rights of the parties.
Subsequent to the execution of the
treaties
[**6] and in reliance thereon the members of said four
tribes have continued to
fish for
subsistence and commercial purposes at their usual and
accustomed
fishing places. Such
fishing provided and still provides an important part of their
subsistence and livelihood. Both prior to and subsequent to the
treaties, the Indians used a variety of means to take
fish, including various types of nets, weirs and gaff hooks.
The policy of the United States to extinguish Indian rights in the Oregon
Territory by negotiation rather than by conquest was firmly established in the
Act of August 14, 1848 (9 Stat. 323) which established the Oregon Territory.
That act declared that nothing in it
"shall be construed to impair the rights of persons or property now pertaining
to the Indians in said Territory, so long as such rights shall remain
unextinguished by
treaty between the United States and such Indians. * * *." The act also extended to the Oregon Territory the provisions of the Northwest
Ordinance of 1787 which provided, among other things, that
"good faith shall always be observed towards the Indians; their land and
property shall never be taken from them without their consent." (1 Stat. 51, Note
[**7] a)
The
treaties with which we are here
concerned are parts of the result of that policy. They are not
treaties of conquest but were negotiated at arm's length. The word of the United
States was pledged. Today, some 114 years later, all of the parties to those
treaties are in essential agreement as to their meaning and they have joined in asking
this court to confirm that construction. Only the State of Oregon, successor
to many of the rights of the United States, disagrees with the interpretation
which the parties to the
treaties assert here.
It hardly needs restatement that Indian
treaties, like international
treaties, entered into by the United States are part of the supreme law of the land
which the states and their officials are bound to observe. United States v. 43
Gallons of Whiskey (United States v. Lariviere et al.),
93 U.S. (3 Otto) 188, 23 L. Ed. 846 (1876);
Worcester v. Georgia, 31 U.S. (6 Peters) 515, 8 L. Ed. 483 (1832). The Supreme Court has on
numerous occasions noted that while the courts cannot vary the plain language
of an Indian
treaty, such
treaties are to be construed:
"as 'that unlettered people' understood it, and, 'as justice and reason demand
[**8] in all cases where power is exerted by the strong over those to whom they owe
care and protection,' and counterpoise the inequality 'by the superior justice
which looks only to the substance of the right, without regard to technical
rules,'
Choctaw Nation v. United States, 119 U.S. 1, 7 Sup.Ct. 75, 30 L. Ed. 306;
Jones v. Meehan, 175 U.S. 1, 20 Sup.Ct. 1, 44 L. Ed. 49.'
United States v. Winans, supra. [198 U.S. 371, 49 L. Ed. 1089, 25 Sup.Ct.Rep. 662]"
Northern Pacific Railway Co. v. United States, 227 U.S. 355, 366, 33 S. Ct. 368, 57 L. Ed. 544 (1913).
"It is our responsibility to see that the terms of the
treaty are carried out, so far as possible, in accordance with the meaning they were
understood to have by the
tribal representatives at the council and in a spirit which generously recognizes the
full obligation of this nation to protect the interests of a dependent people."
Tulee v. Washington, 315 U.S. 681, 684, 62 S. Ct. 862, 86 L. Ed. 1115 (1942).
The Columbia
River has long been one of the world's major producers of salmonid
fish. Several species of
salmon and
steelhead trout inhabit the
river and its
tributaries. They are spawned in the
tributaries, headwaters
[**9] and mainstem,
[*906] migrate to the Pacific Ocean where they spend the bulk of their adult life,
return generally to the
river or stream of their origin, spawn, and, in case of
salmon, die. From aboriginal times these
salmon and
steelhead have been a highly prized
source of food. They are also a major recreational attraction to
sports fishermen.
From the earliest known times, up to and beyond the time of the
treaties, the Indians comprising each of the
intervenor
tribes were primarily a
fishing, hunting and gathering people dependent almost entirely upon the natural
animal and vegetative resources of the region for their
subsistence and culture. They were heavily dependent upon such
fish for their
subsistence and for trade with other
tribes and later with the settlers. They cured and dried large quantities for year
around use. With the advent of canning technology in the latter half of the
19th Century the commercial exploitation of the salmonid resource by
non-Indians increased tremendously. Indians,
fishing under their
treaty-secured rights, also participated in this expanded commercial
fishery and sold many
fish to non-Indian packers and dealers.
During the negotiations
[**10] which led to the signing of the
treaties the
tribal leaders
expressed great concern over their right to continue to resort to their
fishing places and hunting grounds. They were reluctant to sign the
treaties until given assurances n1 that they could continue to go to such places and
take
fish and game there. The official records of the
treaty negotiations prepared by the United States representatives reflect this
concern and also the assurances given to the Indians on this point as
inducement for their acceptance of the
treaties.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 At the time of presenting the
treaty to the Cayuse, Walla Walla and Nez Perce for signing, Governor Stevens
prompting a reluctant Nez Perce Chief stated:
"Looking Glass knows that he can * * *
catch
fish at any of the
fishing stations." Record of Proceedings Walla Walla Valley
Treaty Council June 9th, 1855, p. 145.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
The Supreme Court has recently restated the nature of the non-exclusive
off-reservation
fishing rights secured by these Indian
treaties. In
Puyallup Tribe et al. v.
[**11] Department of Game et al., 391 U.S. 392, 88 S. Ct. 1725, 20 L. Ed. 2d 689 (1968), it declared:
"The right to
fish 'at all usual and
accustomed' places may, of course, not be qualified by the State, even though all Indians
born in the United States are now citizens of the United States. * * * But the
manner of
fishing, the size of the take, the restriction of
commercial fishing, and the like may be regulated by the State in the interest of
conservation, provided the
regulation meets appropriate standards and does not
discriminate against the Indians."
The Court referred to its earlier decisions in
Tulee v. Washington, 315 U.S. 681, 62 S. Ct. 862, 86 L. Ed. 1115 (1942), and
United States v. Winans, 198 U.S. 371, 25 S. Ct. 662, 49 L. Ed. 1089 (1905) and affirmed the view that to the extent
"necessary for the
conservation of the
fish" the state could exercise its
police power to impose appropriate restrictions on the time and manner of
fishing that did not
discriminate against the Indians.
It will facilitate an understanding of the issues involved in these cases if we
note briefly certain points that are not here in issue. None of the plaintiffs
or
intervenor
tribes denies
[**12] the jurisdiction of the State of Oregon to regulate Indian exercise of these
off-reservation
fishing rights. Nor do they deny the need for
regulation of Indian
commercial fishing on the Columbia
River to protect
fish stocks. As the issue is stated in the Government's brief,
"The concept of necessary
regulation we accept, and we accept the states as being one class of agents of the public
to determine and administer such
regulations - provided they act with due regard to their responsibilities under the laws
of this land, including these
treaties."
The issue
in these cases concerns the limitation on the state's power to
[*907] regulate the exercise of the Indians' federal
treaty right. At least three such limitations are indicated by the Supreme Court in
its
Puyallup decision. First, the
regulation must be
"necessary for the
conservation of the
fish." Second, the state restrictions on Indian
treaty
fishing must
"not
discriminate against the Indians." And third, they must meet
"appropriate standards."
The
regulations and policies heretofore applied by the state's regulatory and enforcement
agencies have been premised upon the belief that, except for a right of access
over
[**13] private lands and exemption from the payment of license fees, the
treaties afforded the Indians no rights beyond those accorded under the Fourteenth
Amendment of the United States Constitution and under Article 1, Section 20, of
the Oregon Constitution. The state argues that its
regulatory scheme complies with the
treaty requirements so long as the specific
regulations applicable at any
particular time or place impose no greater restriction on Indians
fishing at such time or place than are imposed upon others
fishing there. The state contends that the Indians' right to take
fish at their usual and
accustomed places is not a right that must be given any separate recognition or
protection or be separately dealt with in the state's
regulatory scheme. It argues that it may, in the interest of
conservation, impose any restriction on
treaty Indians
fishing at their usual and
accustomed places which it may impose upon non-Indians
fishing at those same locations, even to the point of completely closing certain such
areas to all forms of
commercial fishing. It further argues, on the basis of its reading of a number of federal court
decisions, including
Puyallup Tribe et al. v. Department
[**14] of Game, supra, that it may not allow Indians to
fish at their usual and
accustomed places in any manner or at any time that it does not similarly allow
non-Indians to
fish at those same locations. There is no support in any of these federal cases
for any such narrow interpretation of the state's authority to distinguish
between the
regulation of Indian treaty-protected
fishing and that of
fishing by others.
The plaintiffs and
intervenor
tribes contend that before Oregon may regulate the taking and disposition of
fish by
treaty Indians at their usual and
accustomed
fishing places:
"(a) It must establish preliminary to
regulation that the specific proposed
regulation is both reasonable and necessary for the
conservation of the
fish resource. In order to be necessary, such
regulations must be the least restrictive which can be imposed consistent with assuring
the necessary
escapement of
fish for
conservation purposes; the burden of establishing such facts is on the state.
"(b) Its regulatory agencies must deal with the matter of the Indians'
treaty
fishing as a subject separate and distinct from that of
fishing by others. As one method of accomplishing
conservation objectives
[**15] it
may lawfully restrict or prohibit non-Indians
fishing at the Indians' usual and
accustomed
fishing places without imposing similar restrictions on
treaty Indians.
"(c) It must so regulate the taking of
fish that the
treaty
tribes and their members will be accorded an opportunity to take, at their usual and
accustomed
fishing places, by reasonable means feasible to them, a fair and equitable share of
all
fish which it permits to be taken from any given run."
They also contend that ORS 511.106(1), 506.006(4), and certain orders of the
Fish Commission establishing closed areas or
seasons above Bonneville Dam may not be applied so as to prevent Indians from taking
fish at their usual and
accustomed places east of the confluence of the Columbia and Deschutes
Rivers under their
treaty rights because such application is not reasonable and necessary for
conservation and constitutes an arbitrary and unreasonable total prohibition against the
exercise of such
treaty rights. In addition, they
[*908] contend that such
application of the
regulations violates ORS 506.045.
As is discussed more fully below, I believe that these contentions of the
plaintiffs and the
tribes correctly
[**16] state the law applicable to state
regulation of the Indians' federal
treaty right.
Under Oregon law responsibility for the management of the
fish resources of the state is divided between the
Fish Commission and the Game Commission, with the former having exclusive
jurisdiction over all
fish other than game
fish. ORS 506.040. The Game Commission has jurisdiction over game
fish. ORS 496.160.
Salmon and
steelhead are food
fish except when taken by angling, in which case they are classified as game
fish. Subject to certain statutory limitations, the
Fish Commission and Game Commission are each given broad authority to regulate the
times, places and manner of taking
fish and the possession and disposition of
fish in waters or areas under the state's jurisdiction. One such statutory
limitation,
dating back to 1901 and presently contained in ORS 511.106(1) permanently
closes the area east of the confluence of the Columbia and Deschutes
Rivers to any
fishing by any means other than angling.
The defendants' narrow interpretation of the Indians' rights under the
treaties has been consistently rejected by the higher federal courts.
Puyallup Tribe et al. v. Department of Game et al.,
[**17] supra;
Tulee v. Washington, supra;
Holcomb v. Confederated Tribes of the Umatilla Indian Reservation, 9 Cir., 382 F.2d 1013 (1967);
Maison v. Confederated Tribes of the Umatilla Indian Reservation, 314 F.2d 169 (9th Cir. 1963), cert. denied
375 U.S. 829, 84 S. Ct. 73, 11 L. Ed. 2d 60 (1963);
Makah Indian Tribe v. Schoettler, 192 F.2d 224 (9th Cir. 1951). The question was most recently examined by the Supreme Court in
Puyallup Tribe et al. v. Department of Game et al., supra, where, as previously noted, certain limitations on the state's regulatory
authority over this
federal right were mentioned. We turn now to a discussion of those limitations.
The parties place differing interpretations on the limitations on state
authority inherent in the requirement that the state restriction on
treaty-referenced
fishing must be
"necessary for the
conservation of the
fish."
By this reference the Supreme Court was undoubtedly speaking of
conservation in the sense of perpetuation or improvement of the size and reliability of the
fish runs. It was not endorsing any particular state management program which is
based not only upon that factor but also upon allocation of
fish among particular
user
[**18] groups or harvest areas, or classification of
fish to particular uses or modes of taking.
The
state may regulate
fishing by non-Indians to achieve a wide variety of management or
"conservation" objectives. Its selection of
regulations to achieve these objectives is limited only by its own organic law and the
standards of reasonableness required by the Fourteenth Amendment. But when it
is regulating the
federal right of Indians to take
fish at their usual and
accustomed places it does not have the same latitude in prescribing the management
objectives and the regulatory means of achieving them. The state may not
qualify the
federal right by subordinating it to some other state objective or policy. It may use its
police power only to the extent necessary to prevent the exercise of that right in a manner
that will imperil the continued existence of the
fish resource. The measure of the legal propriety of a
regulation concerning the time and manner of exercising this
"federal right" is, therefore,
"distinct from the federal constitutional standard concerning the scope of the
police power of the
State."
Puyallup Tribe et al. v. Department of Game et al., supra, footnote 14,
391 U.S.,
[**19] p. 402, 88 S. Ct., p. 1730. To prove necessity, the state must show there is a need to limit the taking of
fish and that the particular
regulation sought to be imposed upon the exercise of the
treaty right is necessary to the accomplishment of the needed limitation. This
applies
[*909] to
regulations restricting the type of gear which Indians may use as much as it does to
restrictions on the time at which Indians may
fish.
Oregon's
conservation policies are concerned with allocation and use of the state's
fish resource as well as with their perpetuation. It has divided the regulatory
and promotional control between two agencies - one concerned with the
protection and promotion of
fisheries for sportsmen (ORS 496.160) and the other concerned with protection and
promotion of commercial
fisheries (ORS 506.036). The
regulations of these agencies, as well as their extensive progagation efforts, are
designed
not just to preserve the
fish but to perpetuate and enhance the supply for their respective
user interests. This is shown not only in the documentary evidence in this case
but in the deposition testimony of
Fish Commission personnel.
The Director of the
Fish Commission testified
[**20] as follows:
"Q. Now, isn't it true that in fixing
seasons, establishing gear limitations and the like below the
escapement goal point, wherever it is, what the
Fish Commission is doing really is only deciding where the harvestable portion of
the run is to be caught?
"A. That is one of the things we are doing. We are also more accurately
assuring that we might get the
escapement.
"* * *
"Q. Paraphrasing from what you said a moment ago, would it not be best to have
one regulatory agency regulate both the offshore landing,
sports control and also the in-river landings, both commercial, gill and Indian and
sports?
"A. It's been our stated position that a single resource such as
anadromous
fish could best be
managed by a single
entity.
"Q. Correct. Now, if a single
entity has that authority and that responsibility, is it not true that that single
entity must make some determination between the various
user groups or taking groups as to what
percentage or what use or what landing of the resource that this particular
user group may make of it?
"A.
In some way, deliberately or inadvertently, this decision must be made." (Schoning Dep. Ex.
[**21] 45 Vol. III, pp. 44, 90-91)
The research biologist and project leader for the Commission's Columbia
River investigations testified:
"Q. Now, these people that
fish in the lower
river, if you open up an area above Bonneville Dam, and consequently have to reduce
the
fishing that is done below Bonneville Dam and still maintain the
escapement goal, a run that will reach your
escapement goal, by setting the length of
season at various places
along the
river, in effect, you are determining who
catches the
fish, aren't you?
"A.
To some extent, I am sure we are. Every
regulation we set for fishermen below Bonneville, someone objects to it; because they
feel they are being discriminated against because there are more
fish going out of Astoria, and they have to
fish up at Portland. So, many
fish up at Astoria and some
fish up around Corbett.
"* * *
"Q. Isn't it your experience at these meetings with the Washington Department
of
Fisheries and the Oregon
Fish Commission, that they try in some manner to come up with a
regulation that is not unpopular?
"A. I think as much as possible if you could still achieve the
escapement goal. They try to accommodate
[**22]
as many people as possible just within the authority and within their responsibility as they see it and
maintain the resource. They try to do it. I think it is a fair statement.
"* * *
[*910]
"Q. You also have to take into consideration those compromises among those
different people that are dissatisfied that you mentioned earlier?
"A.
I don't personally. The Commission does." (Oakley Dep., Ex. A-46, pp. 58-59, 60-61, 62)
There is no evidence in this case that the defendants have given any
consideration to the
treaty rights of Indians as an interest to be recognized or a
fishery to be promoted in the state's regulatory and developmental program. This same
discriminatory aspect of the state's
conservation policy was recognized earlier by the court of appeals in
Maison v. Confederated Tribes of the Umatilla Indian Reservation, 314 F.2d at 173.
The parties also place widely differing interpretations upon the Supreme
Court's criteria that the state's restriction on the time and manner of
fishing by
treaty Indians must not
discriminate against the Indians. The state believes that this means only that each law or
regulation must be equally applicable
[**23] to Indian and non-Indian. The United States, on the other hand, contends that
the state's over-all
regulation of the
fishery must not
discriminate against the Indians' exercise of their
treaty rights in favor of the taking of
fish by others at other locations - that it is the
treaty right which must be given equal protection with other interests in the state's
regulatory scheme. It says that in the case of
anadromous
fish the total impact of the state's
regulations on the entire run as it proceeds through the area of the state's jurisdiction
must be considered; that a nondiscriminatory set of
regulations requires that
treaty Indians be given an opportunity to
catch
fish at their usual and
accustomed places equal to that of other
users to
catch
fish at locations preferred by them or by the state.
In considering the problem of
salmon and
steelhead
conservation in the Columbia
River and its
tributaries, it is necessary to consider the entire Columbia
River system. The off-shore
fishery in the Pacific Ocean has some effect on the numbers of
fish that enter the
river. The
salmon and
steelhead that enter the Columbia
River are
anadromous
fish and spend much of their adult life in the
[**24] Pacific Ocean. Therefore, they must pass as fingerlings down the Columbia
River to the sea; and as adults they must pass up the Columbia
River into the particular
tributary or area where they spawn.
One of the principal tools which the states of Oregon and Washington use for
managing most runs of the
anadromous
fish resources of the Columbia
River system is the
"escapement goal." This goal is set by the
Fish Commission, generally in conjunction with the Washington Department of
Fisheries, as being the estimated numbers of
fish which must escape above all
commercial fishing in order that, considering all factors which influence the matter above that
point, the greatest aggregate numbers of
fish from such
fish run will be produced and return down the Columbia to the Pacific Ocean. In
establishing the
escapement goal for a particular run the
Fish Commission and its
biological staff consider the losses which will occur above the
escapement goal point from all causes, including natural causes, losses at dams and the
sports
catch on the upstream and
tributaries in Oregon, Washington and Idaho. All the estimated numbers of
fish in a given run in excess of the
escapement goal are regarded
[**25] by the
Fish Commission as harvestable.
The state regulates
fishing within its borders from the Continental Shelf to the upper limits of the
river and its
tributaries. It manages its resources to allow the harvest to be taken on whatever
portions of the
river it desires. It must manage the over-all
fish run in a way that does not
discriminate against the
treaty Indians as it has heretofore been doing. Oregon recognizes
sports fishermen and commercial fishermen and seems to attempt to make an equitable
[*911] division between the two. But the state seems to have ignored the rights of
the Indians who acquired a
treaty right to
fish at their historic
off-reservation
fishing stations. If Oregon intends to maintain a separate status of commercial and
sports
fisheries, it is obvious a third must be added, the Indian
fishery. The
treaty Indians, having an absolute right to that
fishery, are entitled to a fair share of the
fish produced by the Columbia
River system.
The Supreme Court has said that the right to
fish at all usual and
accustomed places may not be qualified by the state.
Puyallup Tribe et al. v. Department of Game, et al., supra, 391 U.S., p. 398, 88 S. Ct. 1725,
[**26] 20 L. Ed. 2d 689. I interpret this to mean that the state cannot so manage the
fishery that little or no harvestable portion of the run remains to reach the upper
portions of the stream where the historic Indian places are mostly located.
It is clear that the state has the full and complete power to regulate all
kinds of
fishing,
including the Indian
fishery, to the end that the resource is preserved. There is no reason to believe
that a ruling which grants the Indians their full
treaty rights will affect the necessary
escapement of
fish in the least. The only effect will be that some of the
fish now taken by sportsmen and commercial fishermen must be shared with the
treaty Indians, as our forefathers promised over a hundred years ago.
In prescribing restrictions upon the exercise of Indian
treaty rights the state may adopt
regulations permitting the
treaty Indians to
fish at their usual and
accustomed places by means which it prohibits to non-Indians.
Maison v. Confederated Tribes of the Umatilla Indian Reservation, supra. While the
treaties do not give the Indians the right to insist that the state restrict
non-Indians to a greater degree than it restricts Indians, neither do
[**27] they limit the state's authority to restrict non-Indian
fishing.
In determining what is an
"appropriate"
regulation one must consider the interests to be protected or objective to be served. In
the case of
regulations affecting Indian
treaty
fishing rights the protection of the
treaty right to take
fish at the Indians' usual and
accustomed places must be an objective of the state's regulatory policy co-equal with the
conservation of
fish runs for other
users. The restrictions on the exercise of the
treaty right must be expressed with such particularity that the Indian can know in
advance of his actions precisely the extent of the restriction which the state
has found to be necessary for
conservation. Cf.
Winters v. New York, 333 U.S. 507, 515, 68 S. Ct. 665, 92 L. Ed. 840 (1948);
Cline v. Frink Dairy Company, 274 U.S. 445, 465, 47 S. Ct. 681, 71 L. Ed. 1146 (1927);
United States v. Reese, 92 U.S. 214, 221, 23 L. Ed. 563 (1875).
This court cannot
prescribe in advance all of the details of appropriate and permissible
regulation of the Indian
fishery, nor do the plaintiffs ask it to. As the Government itself acknowledges,
"proper
anadromous
fishery management in a changing environment
[**28] is not susceptible of rigid pre-determination. * * * the variables that must
be weighed in each given instance make judicial
review of state action, through retention of continuing jurisdiction, more
appropriate than overly-detailed judicial predetermination." The requirements of
fishery
regulation are such that many of the specific restrictions, particularly as to timing and
length of
seasons, cannot be made until the
fish are actually passing through the
fishing areas or shortly before such time. Continuing the jurisdiction of this court
in the present cases may, as a practical matter, be the only way of assuring
the parties an opportunity for
timely and effective judicial review of such restrictions should such review
become necessary.
I also do not believe that this court should at this time and on this record
attempt to
prescribe the specific
[*912] procedures which the state must follow in adopting
regulations applicable to the Indian
fishery. The state must recognize that the
federal right which the Indians have is distinct from the
fishing rights of others over which the state has a broader latitude of regulatory
control and that the
tribal
entities are interested
[**29] parties to any
regulation affecting the
treaty
fishing right. They, as well as their members to whom the
regulations will be directly applicable, are entitled to be heard on the subject and,
consistent with the need for dealing with emergency or changing situations on
short notice, to be given appropriate notice and opportunity to participate
meaningfully in the rule-making process.
This does not mean that
tribal consent is required for restrictions on the exercise of the
treaty rights. As the Supreme Court has stated on several occasions, the state's
police power gives it
adequate authority to regulate the exercise of the
treaty-secured Indian offreservation
fishing rights, provided its
regulations meet the standards which that court has prescribed.
It is not necessary at this time, and it would be inappropriate on this record,
to determine the extent, if any, of the authority of the Federal Government or
of the
intervenor
tribes to
prescribe
regulations that would govern Indians in the exercise of the
treaty-secured
fishing rights. It is sufficient to say that the state's authority to
prescribe restrictions within the limitations imposed by the
treaties and directly binding
[**30] upon the Indians is not dependent upon assent of the
tribes or of the Secretary of the Interior. But certainly agreements with the
tribes or deference to
tribal preference or
regulation on specific aspects pertaining to the exercise of
treaty
fishing rights are means which the state may adopt in the exercise of its jurisdiction
over such
fishing rights. Both the state and the
tribes should be encouraged to pursue such a cooperative approach. See
Makah Indian Tribe v. Schoettler, supra.
Two other contentions of defendant can be disposed of very briefly. Defendant
urges that the
treaty provisions were in some manner altered or affected by Oregon's admission to
the Union on an
"equal footing" basis subsequent to the time the
treaties were negotiated and signed and prior to the time they were ratified and became
effective as the law of the land. There is no merit in this contention.
Statehood does not deprive the Federal Government of the power to enter into
treaties affecting
fish and game within a state, especially migratory species.
Missouri v. Holland, 252 U.S. 416, 40 S. Ct. 382, 64 L. Ed. 641 (1924). Nor did subsequent statehood diminish the
treaty-secured
fishing right.
[**31]
Puyallup Tribe et al. v. Department of Game et al., supra;
Holcomb v. Confederated Tribes of the Umatilla Indian Reservation, supra. Defendant also argues that the
treaty provisions were modified or
superseded by the subsequent congressional action approving the 1918 Columbia
Interstate Compact. Nothing in the Compact (ORS 507.010) or in the Act of
Congress consenting thereto (40 Stat. 515) impaired the Indian
treaty right in any way.
Menominee Tribe v. United States, 391 U.S. 404, 88 S. Ct. 1705, 20 L. Ed. 2d 697 (1968);
United States v. Payne, 264 U.S. 446, 44 S. Ct. 352, 68 L. Ed. 782 (1924);
United States v. Lee Yen Tai, 185 U.S. 213, 22 S. Ct. 629, 46 L. Ed. 878 (1902);
P. J. McGowan & Sons v. Van Winkle, D.C., 21 F.2d 76, aff'd,
277 U.S. 574, 48 S. Ct. 435, 72 L. Ed. 995 (1928);
Olin v. Kitzmiller, 9 Cir., 268 F. 348, aff'd
259 U.S. 260, 42 S. Ct. 510, 66 L. Ed. 930 (1922);
Anthony v. Veatch, 189 Or. 462, 220 P.2d 493, appeal dismissed
340 U.S. 923, 71 S. Ct. 499, 95 L. Ed. 667 (1950);
Union Fishermen's Co. v. Shoemaker, 98 Or. 659, 193 P. 476 (1920);
State v. James, 72 Wash.2d 746, 435 P.2d 521 (1967);
State ex rel. Gile v. Huse, 183 Wash. 560, 561, 49 P.2d 25 (1935).
This
[**32] opinion shall constitute findings of fact and conclusions of law in accordance
with Rule 52(a) Fed.R.Civ.P.
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